Why are so many advisors leaving huge banks and brokerages?
Hardly a day passes without news of a financial advisor, or an entire advisory team, breaking away from their employer to set up an independent firm. Recent data about the success of independents hints at the opportunity.
A benchmarking study found that 42% of participating RIAs have doubled revenue since 2009 and half of the firms increased assets under management by 75%.
Independent advisors who make technology, security and compliance central to their process have the advantage when navigating startup decisions. This guide will help you understand the most pressing decisions for breakaways and how deploying the best technology at every step of the process enables you to make the right choices for your business.